Other Diversified Financial Services Providers of a diverse range of financial services and/or with some interest in a wide range of financial services including banking, insurance and capital markets, but with no dominant business line.
40201030
Multi-Sector Holdings
A company with significantly diversified holdings across three or more sectors, none of which contributes a majority of profit and/or sales. Stakes held are predominantly of a non-controlling nature. Includes diversified financial companies where stakes held are of a controlling nature. Excludes other diversified companies classified in the Industrials Conglomerates sub-industry.
40201040
Specialized Finance
Providers of specialized financial services. Includes credit agencies, stock exchanges and specialty boutiques. Companies in this sub industry derive a majority of revenue from one, specialized line of business.
Consumer Finance
40202010
Consumer Finance
Providers of consumer finance services, including personal credit, credit cards, lease financing, travel-related money services and pawn shops. Excludes mortgage lenders classified in the Thrifts & Mortgage Banks sub-industry.
Capital Markets
40203010
Asset Management & Custody Banks
Financial institutions primarily engaged in investment management and/or related custody and securities fee-based services. Includes companies operating mutual funds, closed-end funds and unit investment trusts. Exclude s banks and other financial institutions primarily involved in commercial lending, investment banking, brokerage and other specialized financial activities.
40203020
Investment Banking & Brokerage
Financial institutions primarily engaged in investment banking & brokerage services, including equity and debt underwriting, mergers and acquisitions, securities lending and advisory services. Exclude s banks and other financial institutions primarily involved in commercial lending, asset management and specialized financial activities.
40203030
Diversified Capital Markets
Financial institutions primarily engaged in diversified capital markets activities, including a significant presence in at least two of the following area: large/major corporate lending, investment banking, brokerage and asset management. Excludes less diversified companies classified in the Asset Management & Custody Banks or Investment Banking & Brokerage sub-industries. Also excludes companies classified in the Banks or Insurance industry groups or the Consumer Finance sub-industry.
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